NUIX GLOBAL REGULATOR REPORT
Best practices for financial and competition regulators around the world
The outlook for competition and financial services regulators is constantly evolving. To understand the key shifts, particularly during the COVID-19 pandemic, Nuix engaged Ari Kaplan Advisors to study the best practices for interacting with an array of financial and competition regulators around the world, as well as their preferred technology protocols, primary enforcement strategies, and data sharing preferences.
How do regulators choose which cases to investigate?
What kind of warning can companies expect if they’re about to be investigated?
What forms of enforcement do regulators use most often?
Who makes best use of advanced technologies such as machine learning?
Whether you’re working for a regulator, a highly regulated corporation, or a legal or advisory firm that gets called in to help, these are critical questions.
We interviewed 31 regulators in 18 countries to find the answers.